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GA Secretary of State Securities Division

bluesky@sos.ga.gov

2 Martin Luther King Jr. Dr SE
Suite 317, West Tower
Atlanta, GA 30334

(470) 312-2640

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Securities Offering Upload Form

Instructions

The Upload Form is limited to the following types of securities offerings:

  1. Registration by Coordination (OCGA § 10-5-22)
  2. Registration by Coordination, Follow-on (OCGA § 10-5-22)
  3. Registration by Qualification (OCGA § 10-5-23)
  4. Regulation A+ Tier 1 Offerings (OCGA § 10-5-23)
  5. Regulation A+ Tier 2 Offerings (OCGA § 10-5-23)
  6. Not-for-Profit Securities (OCGA § 10-5-10(7), Rule 590-4-2-.07)
  7. Invest Georgia Exemption Filing (Rule 590-4-2-.08)
  8. Mutual Funds 

The following are required to be submitted with each filing:

  1. Issuer name and offering type
  2. Offering registration information
  3. Documents and forms to upload

Registration forms for the above securities offering types are available for download on the Georgia Secretary of State's website.


Once your filing is submitted, a submission receipt will be sent to you and your filing placed in queue to be processed. After conducting its review, the Division will provide a response via email as to whether your filing has been accepted or denied.

For questions or comments, please contact the Securities Division at bluesky@sos.ga.gov.

Note that submission of a filing through this form alone does not constitute a state registration of securities and does not, in any way, relieve the issuer from complying with the provisions of the Georgia Securities Act.


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Filing Information

Documents Included

Forms Included

Upload InstructionsThe upload dialogues below are restricted to ten files each, totalling 250 MB or less. If you have more than ten files to upload (up to twenty files), send the key items to File Uploads and all supplemental items to Additional File Uploads, or submit multiple filings.

Once you have selected all of your files, click the button labeled "Upload" in the dialogue window, and wait for confirmation that the upload was successful.

Filers using Internet Explorer 11 may experience problems with the upload dialogues. SeamlessDocs supports only Google Chrome as its recommended browser.

File Uploads

Click Here to Upload

Additional File Uploads

Click Here to Upload
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